Policies

Attention Investors

Dear Investor,

As you are aware, under the rapidly evolving dynamics of financial markets, it is crucial for investors to remain updated and well-informed about various aspects of investing in securities market. In this connection, please find a link to the BSE Investor Protection Fund website where you will find some useful educative material in the form of text and videos, so as to become an informed investor.

https://www.bseipf.com/investors_education.html

We believe that an educated investor is a protected investor !!!

Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. Sept 1, 2020.
Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from the depository on your email id and/or mobile number to create a pledge.
Pay 20% upfront margin of the transaction value to trade in the cash market segment.
Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month………. Issued in the interest of Investors

Filing complaint on SCORES – Easy & quick

Register on SCORES portal
Mandatory details for filing complaints on SCORES I. Name, PAN, Address, Mobile Number, E-mail ID
Benefits: i. Effective Communication ii. Speedy redressal of the grievances

Client Account Access Control Policy_AIPL_2024

Application Software Policy_AIPL_2023.pdf

Anti Virus Policy_AIPL_2023.pdf

Audit Trail Policy_AIPL_2023.pdf

Access Control Policy_AIPL_2023.pdf

Physical & Environment Security Policy_AIPL_2023.pdf

IT Asset Procurement, Replacement & Disposal_AIPL_2023.pdf

HR Policy_AIPL_2023.pdf

Risk Management Policy_AIPL_2023.pdf

Business Continuity Plan & Disaster Recovery Plan_AIPL_2023.pdf

User Management Policy_AIPL_2023.pdf

Capacity Management Policy_AIPL_2023.pdf

Remote Access Policy_AIPL_2023.pdf

Network Security Policy_AIPL_2023.pdf

VAPT & Hardening Policy_AIPL_2023.pdf

Technical Glitch Policy_AIPL_2023.pdf

Information Security Policy_AIPL_2023.pdf

Passward Policy_AIPL_2023.pdf

Risk Assessment Policy_AIPL_2023.pdf

BackUp & Restoration Policy_AIPL_2023.pdf

Change Management Policy_AIPL_2023.pdf

Attention Investors

Registered Address

Name

NSE Membership Code

SEBI Registration Number (Broker)

BSE Membership Code

SEBI Registration Number (Depository Participant)

CDSL Membership Code